Yes, Syfe Hong Kong Limited (“Syfe”) (Certificate of Incorporation No. 3006412) is a Licensed Corporation fully regulated by the Securities and Futures Commission (SFC) of Hong Kong (CE No. BRQ741). It is authorised to conduct the following regulated activities:
- Type 1 (Dealing in Securities)
- Type 4 (Advising on Securities)
- Type 9 (Asset Management)
As an SFC-licensed entity, Syfe must comply with strict regulatory requirements designed to protect investors, including maintaining minimum paid-up capital, segregating client assets, and adhering to ongoing financial and operational standards.
Is Syfe audited?
Yes, Syfe is subject to regular independent audits by one of the Big Four accounting firms as part of its SFC licensing obligations. These audits verify financial stability, regulatory compliance, capital adequacy, and proper handling of client funds, ensuring a high level of transparency and accountability.
