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How Syfe Safeguards Client Funds?

Client Asset Protection

Syfe Hong Kong Limited is a licensed corporation regulated by the Securities and Futures Commission (SFC) (CE No. BRQ741). As part of our regulatory obligations, Syfe adheres to strict client asset protection requirements, including:

  • Segregated Client Accounts: All client funds and securities are held in segregated accounts, separate from Syfe’s own corporate assets. This ensures that your money and investments remain protected and are not used for Syfe’s operational purposes. 
  • Custody with Regulated Institutions: Client assets are held with trusted third-party custodians such as HSBC Hong Kong.
  • Regular Independent Audits: Syfe undergoes regular audits by one of the Big Four accounting firms to verify financial soundness, regulatory compliance, and proper handling of client assets.
  • Capital and Liquidity Requirements: Syfe maintains minimum capital and liquidity levels as required by the SFC to ensure ongoing operational resilience.

In the Event of Acquisition or Business Cessation

If Syfe is acquired or ceases operations, your money and assets remain secure:

  • Client Ownership Remains Intact: Your investments and uninvested cash are legally and operationally separated from Syfe’s own assets. They remain your property and are not subject to claims by Syfe’s creditors.
  • Orderly Transition or Withdrawal: In the case of an acquisition, your assets would be transferred to the new entity under regulatory oversight. If Syfe winds down, clients would be notified and guided through the process of withdrawing or transferring their holdings.
  • Regulatory Oversight: The SFC monitors licensed corporations to ensure client interests are protected throughout any material business changes.